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Vice President - Sales & Marketing - Markets

Hong Kong
Job Type
8 Sep 2022
The Markets Division comprises HKEX's Sales & Marketing, Product Development and Emerging Business Development functions. Its key responsibilities include client relationship management, marketing, development of derivatives products, exchange traded products and structured products, and the development of new businesses spanning digital, data, green & sustainable finance and other areas. The effective management of these functions requires the implementation of robust risk & control and governance best practices.

The successful candidate will work proactively with Markets Division functions and the control functions to implement and develop the Division's risk & control and governance best practices.

Job Responsibilities:
  • Provide advice to the Markets Division, including its Sales & Marketing, Product Development & Emerging Business Development functions, on risk & control, governance and regulatory-related matters
  • Assess new business initiatives, provide solutions to manage and mitigate risks, and support sustainable business growth
  • Assist the Markets Division in preventing and mitigating regulatory and reputational risks, and enhancing its governance standard on an ongoing basis
  • Work closely with the Markets Division functions, as well as control functions of the firm, to develop and implement internal compliance and risk policies and the relevant control framework

  • A minimum of 10 years of compliance, legal, regulatory or audit experience in an international financial institution, preferably with close interaction with sales & trading desks and regulators
  • Excellent knowledge of the securities, futures and derivatives markets, and custody framework
  • An advance degree in Law, Finance or Accounting
  • Sound judgement
  • Strong command of written and spoken English and Chinese (Cantonese). Proficiency in Putonghua an advantage. Candidates may be required to undertake a written test in English and Chinese
  • Ability to work under pressure in a fast-pace environment.

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful. Personal data provided will only be used for the purpose of employment application to HKEX.
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  • Job Reference: 707120334-2
  • Date Posted: 8 September 2022
  • Recruiter: Hong Kong Exchanges and Clearing Limited
  • Location: Hong Kong
  • Salary: On Application
  • Sector: I.T. & Communications
  • Job Type: Permanent