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Head of AP Company and Infrastructure Compliance, Executive Director

Location
Hong Kong
Job Type
Permanent
Posted
8 Sep 2022
We are looking to hire an Executive Director to oversee the Company and Infrastructure Compliance team. The role is based in Hong Kong and will report to the Managing Director who leads the Compliance department in Asia Pacific. The responsibilities of the role will include the following:
- Manage a team of 10+ individuals across the Company and Infrastructure Compliance teams
- Oversee and provide guidance to the Company Compliance function, including Licensing, Conduct Risk Management, Policies and Training administration and Regulatory Rules management
- Execute and enhance the Compliance framework for infrastructure areas and topics, including Operations, Outsourcing, Disclosures, Technology, Data and Privacy
- Establish and maintain strong relationships with stakeholders across the Firm, providing strategic advice to them on relevant matters
- Manage issues and internal / external reviews or enquiries in relation to company or infrastructure related topics
- Work with the other senior Compliance managers in the region to ensure matters are handled in a coordinated and consistent manner across teams
- Coordinate with global counterparts to align coverage, escalate matters, read-across issues and share best practices
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Details

  • Job Reference: 707120601-2
  • Date Posted: 8 September 2022
  • Recruiter: Morgan Stanley
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent